REGULATORS 1. Maintenance of records 2. Scheduled or surprise audits involving site visits to firm headquarters 3. Follow-up investigations for complaints BUT DOES NOT ADJUDICATE 4. Issue sanctions
range 80-100%Score range 0-20% Score range 60-80%Score range 40-60%Score range 20-40% Fund 2Fund 1 Stock A ,B,C =70% Stock X ,Y,Z =30% Active share Similarity However, at the firm level, controlling for
equities ratio Firm size ln_TA Natural logarithm of total assets Growth Rate Growth (Revenuest-Revenuest-1)/Revenuest-1 Industry INDUSF Industry fixed effect Country COUNF Country fixed effect Year YF Year
firm to enhance the overall strength of audit firms in the capital market SEC public hearing on proposed principles for shelf filing ICOs in soft power industries to promote Thailand’s digital economy
requirement of minimum number of auditors in the capital market in an audit firm to enhance the overall strength of audit firms in the capital market SEC, SET and IOD jointly host a seminar on “Preventing
take legal action against wrongdoers. This includes imposing penalties on any securities firm that gets involved or colludes with the commission of such offense. Furthermore, the SEC has issued
ผลใหอ้ตัราก าไรขัน้ตน้ 9M’62 อยูท่ี ่34.9% เพิม่ขึน้ 3.2% YoY ทัง้นีเ้ป็น ผลมาจากโครงการ Fit Fast Firm (โครงการจัดท าเพือ่เพิม่ประสทิธผิลและลดตน้ทนุโดยรวมของบรษัิท) ชว่ยลดราคาตน้ทนุวตัถดุบิและบรรจุ
construction of the new Latkrabang factory was completed and production capacity of Phase 3 was partly expanded, which led to solid revenue growth and profitability. We still experienced a number of challenging
. In 2018, the Thai economy has grown at a continuously solid level with a GDP expansion of approximately 4.1% YoY. The growth is attributed to a number of factors, namely 1.) strong export growth
. In 2018, the Thai economy has grown at a continuously solid level with a GDP expansion of approximately 4.1% YoY. The growth is attributed to a number of factors, namely 1.) strong export growth