SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
protect the client ’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets
client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the
client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the
appropriate and shall be the maximum benefit to the Shareholder. 5. Warrant of Directors In the event where any director of the Company fails to perform his/her functions with integrity and due care to protect
investor is appropriated. 6. Warrant of Directors In the event where any director of the Company fails to perform his/her functions with integrity and due care to protect the Company’s interests from this
_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No OCMSET/6106/002 (Translation) June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue of the Resolution of the...
ความเสี่ยงที่มีโอกาสเกิดขึ้นและวางระบบควบคุมเพ่ือป้องกันความเสี่ยงที่อาจมีโอกาสเกิดขึ้น (protect) เพ่ือสามารถตรวจจับสิ่งบ่งชี้ความผิดปกติ (detect) ได้อย่างรวดเร็วและแก้ไขหรือหยุด ความเสียหายได้ทันที 12.2
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
operation of the subsidiaries and associates to protect the best interest of the Company's investment. Steps taken are such as: - assigning representatives to be director, executive or controlling person in