SECTION 8 The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of
depository” means a securities depository under the Law on Securities and Exchange; “short selling” means a sale of securities which have been borrowed for settlement. Chapter 1 Persons with the Duty to Report
delivered to investor or submitted to home regulator, as the case may be; (2) the CIS operator has duty to deliver the information affecting materially the foreign collective investment scheme to investors as
delivered to investor or submitted to home regulator, as the case may be; (2) the CIS operator has duty to deliver the information affecting materially the foreign collective investment scheme to investors as
ไว้วางใจของกรรมการและผู้บริหารบริษัทย่อย อย่างไรก็ตาม การแต่งตั้งบุคคลเข้าเป็นกรรมการหรือผู้บริหารในบริษัทย่อย กรรมการและผู้บริหารบริษัทจดทะเบียนมีหน้าที่ตามมาตรา 89/7 (fiduciary duty) แห่งพระราช
Exchange Commission related to appointment and performing duty of fund manager and in relation to approval of investor contacts and standards of conduct specify that fund manager, property fund manager
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an