, using technology to improve business efficiency and adjust themselves to correspond with technological rapid changing during digital age, including business matching activity to drive business growth
invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the
the development of accounting principles and improve the audit quality to meet with international standards,? Vorapol said
auditor's qualified opinion on the financial statements of the subsidiary because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
while securities company is able to meet requirements of the customers, and may also help increase the liquidity and improve the bond secondary market and the mutual fund market. However, securities
executives’ compensation policy, method of determining the compensation packages, and structures of each compensation type;- To improve disclosure of the use of proceeds in filing documents to be more
different types of securities offering, to improve clarity and practicality. The notification of the amended regulations has been published in the Government Gazette and will take effect as from 1 July 2023
operators to adopt this suitability test to help improve service quality and better fulfill the investor demands,? Duangmon added.
power to supervise the providers of infrastructure services which use digital technology to improve the efficiency of transaction process in the capital market. Therefore, SEC is seeking comments from