derivatives trading orders to make up the record of receiving those orders. In addition, Napat had been authorized by a client to make securities trading decisions and he confirmed the trading transactions to
on behalf of clients.Following the report of Kasikorn Securities Plc., the SEC probed into the case and found that {A} had been authorized by two clients to make derivatives and securities trading
Phillip Securities (THAILAND) and the SEC?s further investigation, it was revealed that Pornthip had used blank trading orders authorized in advance with the signatures of five clients to execute unit sale
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
อันดับ 1: Caroline Link, Authorized Director, B. Grimm Power2. รางวัลสถานประกอบการที่มีความหลากหลายทางเพศ (Gender-inclusive Workplace) ได้แก่รางวัลชนะเลิศ: Benz Talingchanรองชนะเลิศอันดับ 1: Danone
embezzlement by listed company’s executive(s). ● Name of executive and related person/name of company. ● Name of the authorized person. ● Payment documents of the company. ● Bank account of the executive(s
that securities companies can provide to domestic retail investors in terms of direct investment. Similarly, asset management companies are not currently authorized to make direct investments in spot
Polaris Capital Public Company Limited When Polaris Capital Public Company Limited ("POLAR"), which was authorized by Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay, had the duty to
Mr. Warot’s authorized access to the draft financial statements in the EY information system and the inside information given to him by Ms. Jeeraporn, who was assistant auditor holding the senior