/category-detail/9365. In addition, an offering eligible for a waiver of approval application must be private placement only to specified persons in the SEC regulations*, for example, Institutional Investor
category is a pooled fund contest.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified party will advance to the interview round. The total scores
category and item which all affect the scores. Therefore, it is gratifying that Thai listed companies are still able to maintain their leadership in the ASEAN region." said Mr. Prasan Chuaphanich
licensed to operate securities businesses in the category of mutual fund management and investment advisory nor licensed to operate derivatives business, his actions were in violation of the Securities and
the category of derivative broker; (2) a securities company licensed to undertake securities business in the category of securities brokerage; (3) any other derivative business operator as additionally
) dated 14 December 2016 . Clause 2 In this Notification: “ derivatives Broker ” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the
) dated 14 December 2016. Clause 2 In this Notification: “derivatives Broker” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the