case where an approved person has not performed duties under any business operator to reduce the burdens of renewal submission and payment of renewal fee, and (2) requirement for the business operator

for new trustee appointment. (3) Resolutions to dismiss or appoint a new trustee: In case of REITs and Infra Trusts, such resolutions must be approved by not less than 3/4 of the total number of the

that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants

Investment and Giving Investment Advice dated January 18, 2012 (Notification No. TorLorThor. 3/2555). Accordingly, the SEC suspended {A} for three months from his duty as the approved capital investment

(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC, therefore, suspends Meaunchit from the status of approved

Bangkok, August 14, 2009 ? The SEC Board and the Capital Market Supervisory Board (CMSB), in their respective meetings today, approved revision to the regulations governing offshore investment

Bangkok, November 23, 2009 ? The SEC Board Meeting No. 13/2009 today approved the introduction of Sukuk or Islamic bonds to the Thai capital market as an investment and fund-raising alternative based

and listing of foreign securities ? To increase product variety and investment alternatives for local investors as well as promote the Thai capital market?s role in the region, the SEC Board approved in

offenders had refused to enter the settlement process. In addition, Nongluck and Adirek, as approved investor contact, are deemed to have prohibited characteristics of capital market personnel pursuant to

assistance from Phra Suthep and Vachala.As Sopana was also an approved fund manager, despite no longer working for any asset management companies at present, the above criminal complaint subsequently resulted