equities ratio Firm size ln_TA Natural logarithm of total assets Growth Rate Growth (Revenuest-Revenuest-1)/Revenuest-1 Industry INDUSF Industry fixed effect Country COUNF Country fixed effect Year YF Year
SEC Classification : ใชภ้ายใน (Internal) 3 Non fixed income 59% SSA 19% Corporate 16% Securitised 4% Private debt 2% Fixed income 41% Source: PRI (2021) PRI signatories’ assets under management (AUM
reputations, divided into two areas as follows: Staff Code of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or
securities or other assets as payment in lieu of cash. The conditions and procedures must be clearly specified in the scheme. (4.3) Retirement fund (RMF) shall be an open-end fund only. (5) Increasing the
consideration on which shall take the following factors into account; (a) difference of net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of
any); Information on the recording of debt instrument default or claim as zero or there are any circumstances that may make debt repayment impossible (if any); Information on any receipt of other assets
purchase or redemption orders; (2) Notify the unitholders and the SEC within three business days; (3) Dispose of the remaining securities or assets within five business days to obtain as much money as
Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 SEC public hearing on the use of digital assets as a means of payment and a proposed amendment to support
at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the
issues amendments to the regulations regarding record keeping of digital asset business operators SEC public hearing on the use of digital assets as a means of payment and a proposed amendment to support