approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
asset to generate revenue and it is only a place to run a business, which the Company can change to other locations. Also, the Company’s main income-generating asset is personnel. The Company is currently
on May 2013. It was simplified for users to easily understand and was adjusted to be applicable for Thai listed companies. The main questionnaires in the evaluation form are classified into 5
บริษทัท่ีมีหุน้เป็นหลกัทรัพย ์ ซ้ือขายในกระดานหลกั (main board) ของตลาดหลกัทรัพยต่์างประเทศไดโ้ดยชอบดว้ยกฎหมายหรือ กฎเกณฑข์องต่างประเทศ และมีประสบการณ์การสอบบญัชีของบริษทัดงักล่าว (2) อยูภ่ายใตก้ารก ากบัดูแล
Securities and Exchange Commission) Regulations of the Office of the SEC Circular Guideline Notification of the association related to securities business Subject -------------------------- Main topic