UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
further aspects of the decision-making process, including: 2.2.1. related eligibility criteria, including, if applicable, exclusion criteria or any other process, applied to identify and manage potentially
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
Phillip securities - Institutional Sale Trinity securities - Relationship Manager (Corporate Banking) UOB - Relationship Manager Standard Charter (Thailand) ผู้จัดการกองทุน ฝ่ายตราสารทุน คุณวสวัตติ์ จิรวิชญ
in foreign jurisdiction; 2 “executive” means a manager or the next four executives succeeding the manager, a person holding equivalent position to the fourth executive, including a person holding the
งหำก เมื่อเทียบกับกรณีที่กองทุนมี co-fund manager ท ำธุรกรรมระหว่ำงกัน จะต้องถือเป็น cross trade เหมือนกรณี sub fund หรือไม่ ควำมเห็นส ำนักงำน – กรณี sub fund แม้จะไม่มีสภำพเป็นกองทุนแยกต่ำงหำก แต่
in appraisal services in the Kingdom of Thailand continuously for not less than 1 year; (4) having a manager and a person holding executive position responsible for the working field relating to asset
Development - Energy & Resource, Utrecht University. • Jack (John) N Saddler, Professor, Department of Wood Science, The University of British Columbia. • Luc Pelkmans, Project Manager Bioenergy & Biomass, VITO
SECURITIES CO.,LTD. List of company licensed Derivatives Fund Manager (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website BLS BUALUANG SECURITIES PUBLIC CO.,LTD. http
Acquisition of Assets of IGEN Engineering Company Limited ("IGE") (Revised) To: Director and Manager The Stock Exchange of Thailand The resolution of the Board of Directors’ Meeting No.3/2018 of Dimet (Siam