Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify ____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an
Approval to Foreign Auditors (No.2) dated 10 July 2015. 4 (1) being a qualified auditor, by foreign laws or regulations, to audit the financial statements of a company whose securities are traded on the main
: ______________________________________ 5) Type of ARFP Passport Fund: (more than one answer is possible) Equity Fund Fixed Income Fund Multi-Asset Strategy Fund Money Market Fund Feeder Fund Fund of Funds Exchange-Traded Fund Index Fund
Practices ______________________ SECTION 238 The provisions under this Division shall apply to listed securities and securities traded in the over-the-counter center. SECTION 239 In this Division: “executive
for Sale of Shares Issued by Foreign Company Whose Shares Are not Traded on Foreign Exchange; (5) Notification of the Capital Market Supervisory Board concerning the Offer for Sale of Certificates
company; (2) traded on a licensed derivatives exchange under the Law on Derivatives. “executive” means the manager, the next four executives succeeding the manager, every person holding an equivalent
, and are widely exchanged or traded on exchanges. Without laws and regulations in Thailand governing these activities, there are concerns that such activities can potentially affect national financial
นี้ (1) ราคาตลาด ดังนี้ (1.1) ราคาใน exchange ที่มีการซื้อขายคล่อง (actively traded
; หมายความว่า โครงการจัดการลงทุน (collective investmentscheme) แบบ exchange-traded fund ที่จัดตั้งขึ้นตามกฎหมายต่างประเทศ &ldquo
;investment scheme) แบบ exchange-traded fund ที่จัดตั้งขึ้นตามกฎหมายต่างประเทศ ในรูปบริษัทหรือทรัสต์ “การขายชอร์ต” หมายความว่า