applicant must possess and maintain the criteria for operations stipulated for the Self-Regulatory Organization (SRO) in line with the standards of the International Organization of Securities Commission
the qualifications of applicants for approval of debt offerings in accordance with consistent guidelines and standards to ensure greater clarity and practicality.The proposed regulations for issuance
standards. This is to ensure that the financial statements of all businesses raising fund in the capital market audited by qualified capital market auditors will be of good quality, accurate, reliable and
cybersecurity to protect the safety of clients’ assets, and requires digital asset business operators to have cybersecurity measures in compliance with the standards specified by the SEC. Likewise, service users
market, and giving advice on relevant professional standards via a hotline channel. SEC Secretary-General Ruenvadee Suwanmongkol said: “For future plans, the SEC will continue to dedicate efforts to ensure
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the
be clearly specified, members’ savings sufficiency must be notified through post-retirement savings forecast, and standards of regulations and PVD registration must be specified, to reduce private
maintains screening procedures of the qualifications of auditors and the quality of audit work of the auditor who applies for approval in line with international standards. The amended regulations will
Sustainable Capital Market เพื่อส่งเสริมตลาดทุนเพื่อความยั่งยืนในมิติต่าง ๆ อาทิ การจัดทำ ASEAN sustainability-linked bond standards เป็นต้น นอกจากนี้ ที่ประชุมได้รับทราบความคืบหน้าของการจัดทำและเตรียมการลงนาม
provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities