official authority’s freezing payments from of such sale, as well as debts from having clients’ asset custody or acting as a representative of such asset custody for a business operator who engages in
. The following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives
Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification; “derivatives business operator” means any company licensed to undertake derivatives business in the
Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification; “derivatives business operator” means any company licensed to undertake derivatives business in the
April 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification; “derivatives business operator” means any company licensed to
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
, or opening a digital wallet for the purpose of using digital assets as a means of payment for goods and services, etc.; (2) In the case where a digital asset business operator finds that a client
operator”) ไม่ไดใ้ชว้ธีิก ำกบัท่ี CIS operator โดยตรง กล่ำวคือ ไม่ไดน้ ำบทบญัญติัวำ่ดว้ย กำรออกและเสนอขำยหลกัทรัพย ์(หมวด 2 และ 3) ของพระรำชบญัญติัหลกัทรัพยแ์ละตลำดหลกัทรัพย ์พ.ศ. 2535 (“พ.ร.บ. หลกัทรัพยฯ์
CIS operator ที่จะมาเสนอขายหน่วยลงทุนต่างประเทศในไทยได้โดยตรง โดยไม่จำเป็นต้องกำกับดูแลผ่านตัวแทนขายในไทย (local intermediary) ทั้งนี้ สำนักงานได้ดำเนินการยกร่างประกาศที่เกี่ยวข้องจำนวน 11 ฉบับ (+ Form
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures