: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the
) Evidence that foreign ETF and foreign ETF operator are subject to supervision of foreign regulator who is a member of the International Organization of Securities Commissions (IOSCO); (5) Certification that
CIS operator ที่จะมำเสนอขำยหน่วยลงทุนต่ำงประเทศในไทยได้โดยตรง โดยไม่จ ำเป็นต้องก ำกับดูแล ผ่ำน local intermediary ซึ่งส ำนักงำนได้เปิดรับฟังควำมคิดเห็นหลักกำรตำมเอกสำรรับฟังควำมคิดเห็นที่ อนจ. 10/2560
in user spending through the solutions that the Company provided for clients in mobile operator sector. In addition, gross profit from infor- mation technology solutions for electronic devices was THB
regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
derivatives. (2) “Gold business operator” means any person undertaking business relating to buying or selling gold in Thailand. (3) “Major shareholder” means any holder or beneficial owner of shares in the
manager; (d) investor contact; (4) “personnel in derivatives business” means any person who performs duties for the benefit of the derivatives business operator or who is related to the derivatives business
. 2546 30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives