resolved to allow TSFC a period of time for preparing documents in support of a petition for the SEC?s consent to the company undergoing rehabilitation process as specified by law.Later on the due date, TSFC
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
?. The event aims to disseminate knowledge on financial management where visitors can meet at booths for advice on finance and health, targeting those about to retire in preparation for entering a new
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered
exchange or clearing house. Futures Exchange - Being public limited company with registered paid up capital not less than 100 million baht. - Having the Board of Directors comprising (1) at least one
Facebook. SEC hereby notifies that Argyll Technologies is not licensed to undertake securities business or derivatives business or digital asset business; therefore, the company is not subject to SEC’s
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ร่วมกล่าวปาฐกถาในพิธิเปิดงานสัมมนาทางการเงิน โครงการ “Because Sharing is Caring – The
The allegation is a consequence of various complaints lodged to the SEC in relation to the increased debt of THB 26,000 million of EARTH following its submission of the financial statement for the
-General, as well as SEC executives and officers, organized a volunteer activity providing lunchboxes for approximately 200 students at Setsatian School for the Deaf. The school educates deaf students from