the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past year such
) If no, how does the firm obtain assurance that the work done is appropriate? 3 If the Service Delivery Center performs audit procedure for the firm, how does the firm direct and supervise individuals
potential, and the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past
procedure) ค่าธรรมเนียมและค่าใช้จ่ายที่เกี่ยวข้องในการส่งมอบสินค้า (delivery/tender fee) เป็นต้น เพื่อให้ลูกค้าสามารถเตรียมความพร้อมและดำเนินการได้ตรงตามวัตถุประสงค์ที่ต้องการ  
procedure provided in the Office’s electronic work system along with either of the following evidence or reference showing that within the period of two [2] years prior to the date of submission of renewal
prior to the expiry date of the approval in the form and procedure provided in the Office’s electronic work system along with either of the following evidence or reference showing that within the period
prior to the expiry date of the approval in the form and procedure provided in the Office’s electronic work system along with either of the following evidence or reference showing that within the period
, including the procedure and processes of such consideration; (b) the renewal of approval; (c) the duties of the auditor after obtaining an approval; (d) the power of the SEC Office to take any action
management or risk management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of
management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case