for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall
documents of the fund applying for approval of establishment shall contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly
, mutatis mutandis, unless otherwise specified. For the purpose of complying to the specified rules in Paragraph 1, the Office may prescribe details of applying mutatis mutandis of an offer for sale of
Accounting Estimates Disclose estimates and assumptions involved in applying accounting policies. In determining which critical accounting estimates or assumptions shall be disclosed, the issuer shall consider
the products. In addition, in case of emergency, the Company is still capable of applying for credit facilities from financial institutions for use as its working capital for business operations. As of
applying for credit facilities from financial institutions for use as its working capital for business operations. As of September 30, 2018, the Company’ s interest-bearing debt to equity ratio was merely
credit rating), consistent with the applicable credit rating methodology; c. reviewing the impact of and applying a change in the credit rating methodologies, models or key rating assumptions on the
investment not more than 1 year by applying Arbitrage investment strategy as well as issuing and offering financial structured products. In 3Q20, DI focusing on long-term investment with value based investment
information: (1) the method of procuring loan, for instance, applying for a loan from a financial institution or issuing a debenture. In any case, the Company shall present highlights of the loan agreement or
) “company” means a company applying for an offer for sale of warrants and underlying shares; (4) “terms and conditions” means terms and conditions on rights and duties of a warrant issuer and a warrant holder