confidence to the overall industry. Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous
Regulatory Summary Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting
Regulatory Summary Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting
inspection cycle (2016 to 2018), audit firms in the capital market established and maintained a system of quality control as required by the Thai Standard on Quality Control (“TSQC 1”). The majority of audit
required to make a tender offer for all securities of the Company pursuant to the Securities and Exchange Act. B.E.2535 (as amended), and the Notification of the Capital Market Supervisory Board TorChor. 12
issues that required judgment and interpretation of certain financial reporting standards. These are challenges on which the SEC and auditors must work closely together to further improve and develop audit
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
bills - - - Fast track - - Available only if the issuers' qualifications meet the requirements. Period of time required in observing + considering the application - 30 days for the consideration. Fast
. Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively
conditions of the debt securities. Face value of bills - - - - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and