who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

risk suitability test, and the event also provides customer services zones where tips regarding fraudulent solicitations and suspicious services and products are provided.  Furthermore, a clinic

Relationship Ms. Suchada Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible for managing the Risk function for the

directions that focus on effective, timely and proactive integrated risk management (IRM), internal operation efficiency, maximized resource utilization, along with better IT systems, to ensure that we will

!45"#!$ % !,6!aก#3ก ! (Fund of Funds) QK KQ 7 !$K 6ก! (risk spectrum) 48V #3Q#"K 488UTUKก!ก YVVก6aก! 5"K K#3Q#4,#!$&566KTa, YV!8N UKก!U$ K78ก!*U Ta, ! 30 กK78ก!#*##!$\ ก Kก K #!$ก%T 3QY

&) 4 &+=&' 1. %&'/%&'&)& 3 2 %?'%2 a %%&'?) 9%2 +6 issue :+ &) * 8 &)9@26.9 1 8+2 &)+=&' 1.1 %,.%? ,1./%&'&)& < ' / &; 1) . &)12&&) 1 3 2 50 1 &) position risk 1

/ $9ก) , (Foreign Exchange Rate Risk) D • ก, C.;ก$ : #$ ก : ก ก, C.ก$ )* , (buy-and-hold) 5*:$) , / 1 2 3 4 5 6 7 8 4 : ) ,$ก$ $/ ;-C:/ F:$ 95/ $$ )ก B*, / $$ non-investment grade / unrated +)ก

/ $8ก) , (Foreign Exchange Rate Risk) C • ก, B.:ก$ 9 #$ ก : ก ก, B.ก$ )* , (buy-and-hold) 4*9$) , / 1 2 3 4 5 6 7 8 4 : ) ,$ก$ $/ :-B9/ E9$ 84/ $$ )ก A*, / $$ non-investment grade / unrated +)ก

ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk) ตามที่ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ว่าด้วยการคำนวณ

business to demonstrate the availability of system to prevent conflict of interest, system to prevent leakage of information among working units and personnel, risk management system, operational management