-increase shares or subordinate bonds, and to refrain from making business expansion or further investments in high-risk instruments. On December 12, TSFC sent a letter informing the SEC that the company?s
business thoroughly, causing incomplete disclosure in the filing concerning risk factors, conflict of interests, and trade mark.Akekajak?s actions were considered as failure to comply with the SEC Office
เสี่ยงสภาพคล่องที่หลากหลาย สำหรับรองรับสถานการณ์กรณีที่สภาพตลาดผิดปกติ และลดความเสี่ยงของระบบ (Systemic Risk) ในภาพรวม โดยคำนึงถึงการดูแลปกป้องผลประโยชน์ของผู้ลงทุนโดยรวมเป็นสำคัญ สอดคล้องกับหลักความไว้
and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal
เปลี่ยนความคิดเห็นในหัวข้อ “Does Observability of Downgrade Risk Matter for Corporate Investment”
characteristics and risks associated with rapidly evolving digital assets and apply the principle of “same activity, same risk, same regulatory outcome.” This aligns with the TDO's important goal of driving the
because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. The SEC also warns the exhibition organizer to be cautious
of Business Operation: Derivatives agents must have in place (1) clear organization structure, (2) working system that prevents conflict of interest and the leak of information, (3) risk management
preventive measures on risk arising from abnormal trading as follows: Shares prohibited from margin loan and net settlement should be applied only to 1. shares with one-week turnover ratio of 100% or over
risk management committee, a director and a consultant of community waterworks project of Phol Dhanya Public Company Limited (PHOL). During 22 December 2016 to 24 February 2017, he sold ordinary shares