consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
cases of a commissioner, provided that the resolution and the order shall state clear reason therefor. If the office of the Chairman or a commissioner is vacated prior to expiration of the term of office
passed a resolution with at least two-thirds of all commissioners in cases of a commissioner, provided that the resolution and the order shall state clear reason therefor. If the office of the Chairman or
37.11%, decreased from 61.56% in 2Q2021 due to the increase in employee-related costs to support the planned increase of scale and scope of services to be provided by the Company and clients in mobile
provided in the market. Independent external reviews may vary in scope and may address a green, social, sustainability and sustainability-linked bond framework/ programme; an individual green, social
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
of listed companies with more inclusive scope and promoting transparency, providing more value-based information to support investment decision making 10 Unit Type B for Finance Ministry and other
2565 และ ปี 2564 จากสรุปผลการตรวจสอบ Extended-Scope Special Audit 30 พฤศจิกายน 2566 แจ้งกรรมการลาออก 23 พฤศจิกายน 2566 ก.ล.ต. ขยายผลการตรวจสอบกรณี STARK พร้อมบูรณาการความร่วมมือกับหน่วยงานที่
management framework, scope, roles and responsibilities and clearer details for risk management concerning digital business, data security and cyber threats. Processes and Technology - Ongoing IT operational