SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
Bangkok, April 28, 2014 ? The SEC is seeking public comment on the use of trust as a means for fund raising and investment in overseas infrastructure projects or ?infrastructure trust? with a view to
ถึงข้อมูลผลิตภัณฑ์ทางการเงินกลุ่มนี้ได้อย่างครบวงจร โดยปัจจุบันมีให้บริการข้อมูลเกี่ยวกับกองทุนรวมเพื่อความยั่งยืน (Sustainable and Responsible Investing Fund: SRI Fund) และตราสารหนี้กลุ่มความยั่งยืน
to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a
(AIMC) ตลาดหลักทรัพย์แห่งประเทศไทย (SET) ผู้ประกอบธุรกิจในตลาดทุนที่เข้าร่วมโครงการและสมาคมที่เกี่ยวข้อง ซึ่งโครงการ “ออมเบอร์ 5” เป็นโครงการความร่วมมือระหว่างธุรกิจในอุตสาหกรรมจัดการลงทุนและหน่วยงานที่
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
self-assessment survey in order to collectively find an appropriate direction or outcome in dealing with the issue.SEC also prioritizes and considers this matter to be crucial. Therefore, SEC has set
statements of AI for the same reason.Later, AIE requested for an extension of deadline to submit the rectified 2014 financial statements, previously set to be submitted by May 27, 2015. The company reasoned