intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the causes of damage to investors and appearance of Thai capital
market product s including [existing] clients of an intermediary ; “ institutional investor ”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission
items in Balance Sheet (for six-month period ended June 30, 2020) Assets As of June 30, 2020, the Company has total assets of Baht 119,678 million, which increased by 3.4% from year-end 2019. This results
Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
related to securities offering; (b) having been rejected by the SEC Office regarding an application for an offer for sale of newly issued shares due to a significant suspicious ground regarding management
, the Bank sold non-performing assets (NPAs) totaling Baht 317 million and had gain of Baht 160 million. In the Financial Market business, the Bank generated revenue of Baht 79 million. The market shares
market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was at 4.7%, at same level as in 2017, ranking 7th from total 38 brokers. For products and services during 1Q18
million. For Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was 4.55%, decreased from 4.69% in 2017, ranking 7th from total 38
, the Non-Performing Loans (NPLs) to total loans ratio for 2019 declined to 4.0% from 4.1% at the end of 2018. For Capital market business, the market shares (SET and mai excluding proprietary trading) of
-performing assets (NPAs) totaling Baht 142 million and had gain of Baht 74 million. For Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC