executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved

, respectively. The orders have been issued and effective today, after finding indicated that both investor contacts used their clients? accounts to trade securities for others. In case of Meaunchit, the SEC

of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535

10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the

mutual fund which will be allowed to (1) invest in both equity or debt instruments issued by CDM project operators, (2) trade Certified Emission Reduction (CER), (3) engage in other transactions such as

 Bangkok, July 8, 2014 ? The SEC will issue regulations on offering of municipal bonds issued by public sector organizations. The regulations will be based on the similar principle as those governing

criminal complaint against Suree and Chompoonuch for involving in KMC share price manipulation scheme during January 2 ? October 7, 1992. The public prosecutor later issued a prosecution order and filed a

criminal complaint against Sureeand Chompoonuch for involving in KMC share price manipulation scheme during January 2 ? October 7, 1992. The public prosecutor later issued a prosecution order and filed a

no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to

of the companies? annual financial statements 2015 after the auditors had issued a disclaimer and expressed a qualified opinion on the said financial statements because the scope of the audit was