เป็นนายหน้าเพื่อการทำธุรกรรมอื่นระหว่างผู้ค้าหลักทรัพย์ดังต่อไปนี้ได้ (1) การซื้อหรือขายหลักทรัพย์โดยมีสัญญาขายหรือซื้อคืน (repurchase agreement) (2
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in
price stabilization under the underwriting agreement with the securities issuing company and in compliance with the regulations issued by the Capital Market Supervisory Board under this Act; 2
Execution of Agreement for Management of Private Funds The Notification of the Capital Market Supervisory Board No. Tor Nor. 87/2558 Re: Investment of Funds The Notification of the Capital Market Supervisory
substance of agreement or covenant between the fund and the fund manager; (5) the articles of the fund. [Amended by the Ministerial Regulation No. 9 (B.E. 2543) promulgated under the Provident Fund Act B.E
approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds
counterparty or providing the system or facilitating a person who wishes to trade or exchange digital assets to be able to enter into an agreement or match the order, in the normal course of business, excluding
Notification of the Capital Market Supervisory Board No. Tor Nor. 88/2558 Re: Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private Funds