Microsoft Word - ลำดับที่ 34_39_สธน26-49.DOC (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company _____...
0.1 Asset turnover (times) 0.4 0.6 (Enclosure 4) 16 3.4 Risk factors which may affect profit of the Company 3.4.1 Risk due to economic slowdown In 2017, due to global economic uncertainty, volatility of
down; Such Right Offering ratio is determined in such a way that the Company shall raise the total amount of the capital increase of THB 100,000,000 for its business operation through allocating newly
1 August 17, 2018 Subject: Notification of the Resolutions of the Board of Directors’ Meeting and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of not more than ten percent of the Market Price 2. Capital Increase Report Form (F53-4) 3. Information M...
1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of...
- tional investors that are being used in some jurisdictions to highlight shareholder responsibilities. At the same time, barriers that raise the cost of voting should be lowered and greater certainty
session on those audit manual and audit procedures. • The audit firm should establish monitoring process and raise observations to staff who did not comply with the firm’s audit manual and audit procedures
and banking sector. The statute will lead to enhanced efficiency in the supervision of, and raise the standards of operation and risk management for, specialized financial institutions to be on par with
it has had a chance to respond to the investors’ letters. CalPERS prefers to raise the issue with companies first so that boards have an opportunity to respond. Another issue is discretion. Once