The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of rules
SECTION 8 The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of
patent holder will come with team to supervise the system testing at the manufacturing and will start production by June 2018. 13 Audited Financial Statement of IGEN Power Tech Co., Ltd Consolidated
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service provider shall be monitored and reviewed regularly, at least an
control and proper operation of business. Clause 19 An intermediary shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service
วางหลกัประกนั การค านวณ Excess Equity การบงัคบัขาย เป็นตน้ (2) ตอ้งไม่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ส าหรับการปฏิบติัหนา้ท่ี ของผูบ้ริหาร ผูจ้ดัการกองทุน และกรรมการในคณะกรรมการลงทุน
behavior that, if considered on a reasonable ground, indicates failure to discharge properly the duty to supervise a juristic person or a company under its management, or any personnel under its supervision
อย่างร้ายแรง (fail to supervise ให้มีการปฏิบตัิตาม ความคาดหวัง / บทบาทหน้าทีท่ี่ได้รับมอบหมาย) หรือ - ไม่ปฏิบตัิหน้าที่ด้วยความรับผิดชอบ ระมัดระวัง และ ซ่ือสัตย์สุจริต (fiduciary duties) จนท าให้ ตลท