: เป็นการค านวณความเส่ียงท่ีอาจเกิดขึ้นจากการท่ีผูป้ระกอบธุรกิจมีสถานะ เงินลงทุนในรายหลกัทรัพย์2 ท่ีเป็นสัดส่วนท่ีสูงเม่ือเทียบกบัมูลค่า issue ทั้งหมดของหลกัทรัพยด์งักล่าว ซ่ึงจะส่งผลใหก้ารลา้งสถานะเงิน
, was published in the Government Gazette on 6 September 2004, Royal Decree Issue, Volume 121, Special Section 97Ngor. Amended by the Notification of the Securities and Exchange Commission No. KorThor
: Determination of Fees for the Operation of Licensed Businesses (No. 3), dated 24 August 2004, was published in the Government Gazette on 6 September 2004, Royal Decree Issue, Volume 121, Special Section 97Ngor
for the Operation of Licensed Businesses (No. 3), dated 24 August 2004, was published in the Government Gazette on 6 September 2004, Royal Decree Issue, Volume 121, Special Section 97Ngor.
complaints arising from the performance of duties of its employees. Clause 4. Unless otherwise specified, the Office shall have power to issue the Notification prescribing detailed rules relating to the
Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 3), dated 17 October 2007. Clause 4. Unless otherwise specified, the Office shall have power to issue the
specified, the Office shall have power to issue the Notification prescribing detailed rules relating to the matters specified in this Notification to ensure practical implementation and to enable the Office
Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short-term issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1
issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1 having no short-term issue rating or in case of depositing or investing
issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1 having no short-term issue rating or in case of depositing or investing