U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...
Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
Notification No. SorKhor 50/2552 Re: Approval for Derivatives Investor Contacts and Standards of Conduct dated 14 October, 2009.The SEC reprimands {D} and records his actions for future references in case he
record for future references. Pravej Ongartsittigul, SEC Senior Assistant Secretary-General said, "Investor contact must tape trading orders received and conversation made with clients as evidence, which
126(3); Engaging into transaction under paragraph one, management company shall provide documents and evidence references to be ready for the inspection by the Office at any time. Clause 14. Transaction
which is prohibited in accordance with section 126(3); Engaging into transaction under paragraph one, management company shall provide documents and evidence references to be ready for the inspection by
evidence references to be ready for the inspection by the Office at any time. Clause 14. Transaction between mutual fund management company and mutual fund which is under the same management company, shall
full. 14 The warning in the first paragraph shall be displayed at all references of the deposit benchmark. Division 2 Mutual Funds with Investment Policy on Guaranteed Funds According to the Notification
transaction (For the purpose of translation only) 12 Relevant Legal and Regulatory references : Situated in an area designated as “Red” specified for “commercial use”. The location of this asset currently has