Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave

asset business operators shall seek approval from two authorized persons. In case of a withdrawal or transfer at an amount of 50 million baht or more, another independent authorized person is required to

aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated

operators and related persons as follows: (1) Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) and Matthew Christensen for operating unlicensed

} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to

) We, [Name of the juristic person or non-juristic group of persons in Thai and English], …………………………………………………………………………………………………………………………………….………………..……… having an office at

Exchange (cont.) 6/10 Amendments Details 3.3 Composition of the board of directors of the SET and appointment procedure Board of directors of the SET (11 persons) composes of: • not more than six persons

offering to the existing shareholders (Rights Offering) and to the specific persons under the Private Placement basis pursuant to the General Mandate according to the resolution of the Extraordinary General

value of Baht 0.25 per share. These deducted shares are the ordinary shares remained from the allocation for offering to the existing shareholders (Rights Offering) and to the specific persons under the

Mr. Somchai Chaisrichawala From September 13 to November 16, 2006, Somchai Chaisrichawla colluded with other person, in using Somchai?s and other persons? securities trading accounts to continuously