advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital

-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at

money market funds was 240 billion baht, or 3% of savings deposit.  In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money

management. The business provider must have the protective measures against conflicts of interests, for the increased protection for the investors.SEC has published relevant documents regarding public

processing;(5)    Have a data protection and governance;(6)    Disclose the scope and limitations of services to the investors. SEC publishes the public hearing document on this issue at SEC website

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

promote competitiveness of the private sector while maintaining efficiency of investor protection. The speakers at this first session are:1.  Ms. Ruenvadee Suwanmongkol          SEC Secretary-General 2

protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery.   “SEC gives an

@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection.  Investors and the public can file a

company’s Trading Rules as approved by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services