consideration the interest of clients before the interest of the intermediary; (3) specify a method and procedure for revising securities trading transactions of the clients clearly in writing and supervise to
consideration the interest of clients before the interest of the intermediary; (3) specify a method and procedure for revising securities trading transactions of the clients clearly in writing and supervise to
เลขที่ 097/0454 1/5 เลขที่ 1 อาคาร ทีพ ีแอนด์ ที ชัน้ 14 ซอยวิภาวดีรังสติ 19 14th Floor, TP&T Tower 1 Soi Vibhavadee-Rangsit 19 Tel : (662) 936-1661-2 แขวงจตจุกัร เขตจตจุกัร กรุงเทพฯ 10900 Chatuchak, Chatuchak, Bangkok 10900, Thailand Fax : (662) 936-1669 ทะเบียนเลขที่ 0107554000097 Registration No. 0107554000097 HYDROTEK PUBLIC COMPANY LIMITED บริษทั ไฮโดรเท็ค จ ำกดั (มหำชน) (Translation) No. 056/0862 20 August 2019 Subject: Notification of Resolutions of the Board of Directors’ Meeting No. 9/2...
คุยหรือไดยินบุคคลอ่ืนสนทนากัน เปนตน) ผูสอบบัญชี ควรพิจารณาดำเนินการตามข้ันตอนดังตอไปนี้ เวนแตเรื่องดังกลาวเปนเรื่องที่ไมสำคัญอยางเห็นไดชัด (clearly inconsequential matters) เชน การที่กิจการ
distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and may have an impact on decision making of investors, shareholders
-and-Guidance/Environmental-Social-and- Governance/Exchanges-guidance-materials-on-ESG/guidance_climate_disclosures.pdf Develop a plan • clearly defined objectives, action points, timelines, key
company may invest in or holding the investment units of any other mutual fund which is managed by the same securities company only when it is clearly specified in the approved mutual fund project and the
; particularly that partner’s performance evaluation and compensation in certain firms may not clearly reflect the extent of qualitative factors being considered by the firm’s leader in their evaluation and
clearly, securities firms were to include in their research corporate governance assessment ratings of listed companies, and relevant regulations were revised to strengthen net capital rules of securities
request for the board of directors to call an extraordinary general meeting at any time, provided that the reasons for calling such a meeting are clearly stated in the request. Article 31. The board of