public. 03/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment) Section 242 (1) and 242
ใจ/การมีระบบ ควบคุมภายในส าหรับธุรกิจใหม่ (internal process) และควรก าหนดเป็นประเภทของหลกัทรัพยท่ี์ อนุญาตมากกวา่ก าหนดเป็นรายหลกัทรัพย ์ (2) บริษทัหลกัทรัพยส์ามารถท าหนา้ท่ีเป็นผูจ้ดัจ าหน่ายหล
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
penalties under Section 296 of the SEA. He agreed to enter the criminal fining process and paid a fine of 4,333,480.50 baht.In addition, the criminal fine has caused Assavin to have untrustworthy
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
by CFC process? Does the alleged consent to extinguished the case by CFC process The SEC Office presents the case to CFC for consideration. CFC considers and imposes a fine. Does the offender pay the
revenue recognition from other business, which was in the investigation process. In addition, the Company has increased administrative expenses as a result of the various expenses related to the new