operations during rectification period and undertakings in case of failure to rectify. The proposed revision aims to mitigate undesirable impacts on securities firms? clients and counterparties as well as the
granted as well as signing cheques which were handed to four borrowers. Her abovementioned failure was considered a contravention of Sections 89/7 and 89/24 of the Securities and Exchange Commission Act B.E
. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under
authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation
financial statements for Q2/2010 to the SEC and the SET within the specified period. The public prosecutor prosecuted the alleged offender in case of failure to supervise SECC to submit the financial
period. The public prosecutor prosecuted the alleged offender in case of failure to prepare and submit the financial statements for the six-month period ended June 30, 2010. On September 19, 2011, the
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements
the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. financial statement for the year 2016 2
within the period of time specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. the
;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1