reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the
the same type for no apparent reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to
. It contains no misleading information which may cause misunderstanding or conceal any material fact that should have been informed The Company hereby certifies that the information contained in this
information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders. It contains no misleading information which may
misleading; (4) do not exploit any information acknowledged from performing as REIT manager for its own interest, or in manner of damage or impact to the interests of the REIT; (5) perform its duty carefully
, or giving false information to the counterparty . Clause 12/1 In the case where a securities company buys securities from an issuer to resell to a client , the securities company shall distribute
12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information, or giving false
ห้องค้า และไม่อำพรางเป็นผู้ลงทุนเพื่อยันยันรายการซื้อขาย โดยผู้ลงทุนรับทราบเป็นต้น (4.7) ต้องไม่เป็นผู้ส่งคำสั่งซื้อขายหลักทรัพย์ที่ไม่เหมาะสม (false market) (4.8) ต้องยับยั้ง ทักท้วง หรือแจ้ง ในการให้
management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual
concealing investments, financial condition or the actual performance of a mutual fund or a private mutual fund operated under the management company’s responsibility, or intentionally making false statements