able to seek approval of bond investment consultant if passing examination on relevant regulations. Furthermore, the persons who seek to apply for or renew the approval of investment consultants are

website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services.    _________________         

website so that investors will be able to access information and monitor the operation of the business operators before making a decision to use their services

instruments). The restricted derivatives investor contacts will also have to upgrade their status to Category B investor contacts within 31 December 2011 to be able to further perform their duty. To ensure that

cooperation from the Department of Special Investigation (DSI). In addition, those having clues or evidence that could lead to the wrongdoer are able to contact our regular channels.?  

used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or

image but also to overall market confidence. Any person disseminating this type of information has to be able to confirm and be responsible for his own statement, whereby such statement must be based on

director being representative of investors or persons who is able to protect investors? interests, and (2) at least two directors with expertise in underlying products. All directors must have no prohibited

sustain securities trading system?s stability while investors will also be able to obtain correct, sufficient, and timely information with equivalent accessibility,? Mr. Phuvanatnaranubala concluded.

of no less than one hundred million baht on the application date and having the paid-up registered capital of no less than one hundred million baht prior to the license issuing date; (2) being able to