(2008) hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 May 2008. Clause 2. The notification of the Office of the Securities and Exchange Commission No
management; “Office” means the Office of the Securities and Exchange Commission. Clause 3. This Notification shall not apply to any private fund management company which is a financial institution established
management; “Office” means the Office of the Securities and Exchange Commission. Clause 3. This Notification shall not apply to any private fund management company which is a financial institution established
in the category of private fund management; “Office” means the Office of the Securities and Exchange Commission. Clause 3. This Notification shall not apply to any private fund management company which
, determined not more than 1 year before the date of applying for the loan by a credit rating agency approved by the SEC Office. The procuring of loan under the first paragraph shall include the issuance of
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
securities company is part of the financial conglomerate which has shareholder structure, internal audit and supervise by the official agency as SEC has prescribed, the Office shall have the authority to waive
or the suitability of investing in such securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification
” (repealed); “office” means the Office of the Securities and Exchange Commission. Clause 3. In this Notification, the provisions relating to a company licensed to undertake securities business in the category
, 2017 by T.A. Management Corporation (1999) Co., Ltd., an independent appraiser approved by the Office of Securities and Exchange Commission, is amounted to Baht 149,829,000. The details of the Assets are