, who had commanded or acted in such a way that resulted in the aforesaid violation by their respective companies, were subject to the penalties under Section 300 of the SEA.Three of all offenders, namely

imposed a civil monetary penalty of 500,000 baht on the company. Prasit, who commanded or acted in such a way that resulted in the aforesaid violation by Mandawee Tour, contravened Section 300 in

for ten years, starting from June 23, 2011.As Chalerm was penalized while he acted as a branch manager, he was deemed having prohibited characteristics for securities and derivative business personnel

complaints against three executives who instructed or acted in such a way that caused their companies to commit offences in violation of Section 301 of the SEC Act. They are: (1) Graham Leslie Arthur Peveller

to transfer their money into the bank account of the service provider who also acted as the fund manager. Trading profits and loss were shared proportionately among investors. The fund manager put

concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows

and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, she acted as follows