สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับเกียรติจาก ดร.พิชิต อัคราทิตย์ประธานกรรมการ ก.ล.ต. กล่าวเปิดการสัมมนาวิชาการ “SEC Capital Market Symposium 2020” และนางสาวรื่นวดี
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as
characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
Securities Co., Ltd. 6) Tisco Asset Management Co., Ltd. 7) Wealth Magik Securities Co., Ltd. “Capital market is an important venue for raising funds and savings, especially long
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), welcomed the delegation of the Association of International Banks (AIB) led by Mrs. Somlak Tinmanee, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023.Mrs. Pornanong Budsaratragoon, Secretary-General of SECMrs. Somlak Tinmanee, AIB Chairman
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
Representative UNDP Thailand, along with the UNDP team to explore potential collaboration between UNDP and the SEC, demonstrating a shared commitment to advancing sustainability in the Thai capital market in