business, both of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or
regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing SEC files a criminal
คัดเลือกและเพิกถอนสินทรัพย์ดิจิทัล (listing and delisting rules) และหลักเกณฑ์ ในการซื้อขาย การชำระราคาและการส่งมอบสินทรัพย์ดิจิทัล (trading, clearing and settlement rules) การกำหนดให้มีระบบการซื้อขายที่
และ fund of funds และนโยบายในการป้องกันผู้ลงทุนซื้อขายหน่วยลงทุนถี่เกินไป (Excessive Trading Policy) 28/03/2554 11. หนังสือเวียน ที่ กลต.น.(ว) 48/2550 การดำเนินการในระหว่างที่ตลาดหลักทรัพย์แห่ง
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
to compliance with relevant laws and regulations, listed companies should study institutional investors’ ethical trading guidelines as reference for further developing the quality of their companies
-counter centre, organization related to securities business, derivatives business, derivatives trading centre, derivatives clearing house, derivatives regulatory association or any other companies which are
a committee serves as director in the company having high value of trading transactions, audit committee may be lack of independence in performing his/her duty. Q: Can audit committee be sibling? A
Company which are traded in the SET during 7 consecutive business days (the day on which the stock market is opened for the stock trading) prior to the first day of the offering of the newly-issued shares