จัดทำเท็กซ์ไฟล์เพื่อนำส่งผ่านระบบ One For All Reporting System (OFAR) 15/01/2561 7. ประกาศคณะกรรมการ ก.ล.ต. ที่ กธ. 13/2559 การดำรงฐานะทางการเงินของผู้ได้รับใบอนุญาตเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า
professional to conform to investors’ trust, the derivatives fund manager shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to respective work units; supervision of its
director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
organizer to send the participants’ information to the database center via the electronic system to facilitate access of information of the Contacts. 2. Further education The Contacts who have passed the