concerning Application for and Approval of Offer for Sale of Newly Issued Shares; “executive” means a manager, deputy manager, assistant manager, department director, or any person who holds a position
& Research analyst ✓ ✓ Broker – Dealer representative (such as sales person) ✓ Fund manager ✓ Explanatory text o Generally, type of Professionals carrying out the investment advice activity under this
Phillip securities - Institutional Sale Trinity securities - Relationship Manager (Corporate Banking) UOB - Relationship Manager Standard Charter (Thailand) ผู้จัดการกองทุน ฝ่ายตราสารทุน คุณวสวัตติ์ จิรวิชญ
in foreign jurisdiction; 2 “executive” means a manager or the next four executives succeeding the manager, a person holding equivalent position to the fourth executive, including a person holding the
งหำก เมื่อเทียบกับกรณีที่กองทุนมี co-fund manager ท ำธุรกรรมระหว่ำงกัน จะต้องถือเป็น cross trade เหมือนกรณี sub fund หรือไม่ ควำมเห็นส ำนักงำน – กรณี sub fund แม้จะไม่มีสภำพเป็นกองทุนแยกต่ำงหำก แต่
in appraisal services in the Kingdom of Thailand continuously for not less than 1 year; (4) having a manager and a person holding executive position responsible for the working field relating to asset
percentage of carbon-related assets in the portfolio expressed in $M or percentage of the current portfolio value. External asset manager: Wealth or investment manager that works independently from the
SECURITIES CO.,LTD. List of company licensed Derivatives Fund Manager (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website BLS BUALUANG SECURITIES PUBLIC CO.,LTD. http
Acquisition of Assets of IGEN Engineering Company Limited ("IGE") (Revised) To: Director and Manager The Stock Exchange of Thailand The resolution of the Board of Directors’ Meeting No.3/2018 of Dimet (Siam
Acquisition of Assets of IGEN Engineering Company Limited ("IGE") (Revised) To: Director and Manager The Stock Exchange of Thailand The resolution of the Board of Directors’ Meeting No.3/2018 of Dimet (Siam