Microsoft Word - ลำดับที่ 34_39_สธน26-49.DOC (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company _____...
) having the directors, executives or controlling persons having the following characteristics: (a) a director or executive is subject to an order or a warning of the SEC Office or the Exchange regarding
Securities and Exchange Commission concerning Determination of Definitions of the Terms Used in the Notifications concerning Issuance and Offer for Sale of Securities; “director” means a director of a listed
Definitions of the Terms Used in the Notifications concerning Issuance and Offer for Sale of Securities ; “ director ” means a director of a listed company; “ executive ” means the manager, the next four
, since it is unlikely or unfit for the Company to obtain a loan from a commercial bank given its current financial status (as at March 31, 2017). 8) Opinion of the Audit Committee and/or Director Different
commercial bank given its current financial status (as at March 31, 2017). 8) Opinion of the Audit Committee and/or Director Different from the Board of Directors’ Opinion in 7) The Audit Committee’s opinion
signature of one of the following persons and the company’s seal (if any): (1) A director with binding authorization of the management company; (2) A person authorized by the management company, who shall
กล่าวข้างต้น ทั้งนี้ หากไม่แก้ไขกฎหมาย และใช้วิธีการสื่อสาร ให้บริษัทสมาชิกและคณะกรรมการ ก.ล.ต. แต่งต้ังตัวแทนของกลุ่มผู้มีส่วนเกี่ยวข้องอ่ืน หรือ Public Interest Director เข้ามาเป็นกรรมการเพิ่มขึ้น และ
วัฒนสิงหะ Executive Director กลุ่มจัดการลงทุนตราสารทุน 6. ดร.พูนศักดิ์ โล่ห์สุนทร 7. นางสาวมยุรา ถิ่นธนาสาร Executive Director กลุ่มจัดการลงทุน Machine Learning Executive Director กลุ่มจัดการลงทุนตราสาร