investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for
Law on Derivatives ; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20) Stock Exchange of
; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20) Stock Exchange of Thailand; (21) juristic
business operator under the Law on Derivatives; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20
ลงทุนเพื่อให้ได้มาซึ่งทรัพย์สินของบริษัทจัดการ (proprietary trading) ด้วยตนเอง) 29/01/2550 21. หนังสือเวียน ที่ น.(ว) 20/2549 การปรับปรุงแบบรายงานการกระทำที่อาจก่อให้เกิดความขัดแย้งทางผลประโยชน์ และการ
limited to units which: 1. has securities portfolio; 2. provides services of trading investment units , registered as listed securities, for clients through a member of SET . (9/1) “ SET ” means the Stock
not limited to debt securities or the units; (c) brokerage, dealing, or underwriting limited to units which: 1. has securities portfolio; 2. provides services of trading investment units, registered as
) brokerage, dealing, or underwriting limited to units which: 1. has securities portfolio; 2. provides services of trading investment units, registered as listed securities, for clients through a member of SET
rule) หลกัปฏิบติัในการซ้ือขายหลกัทรัพยเ์พื่อบริษทั (proprietary trading) 3. (ก) (ข) (ค) (ง) 4. (ก) (ข) (ค) (ง) (จ) 2/3 ส ำหรับผู้ขอรับควำมเห็นชอบ ส ำหรับเจ้ำหน้ำที่ ส
and services increased Baht 930.68 million or 74.56% from the corresponding period of the previous year, derived mostly from revenue from Trading - Petrochemicals Industry which increased Baht 1,003.45