shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service provider shall be monitored and reviewed regularly, at least an
control and proper operation of business. Clause 19 An intermediary shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service
control and proper operation of business. Clause 19 An intermediary shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service
วางหลกัประกนั การค านวณ Excess Equity การบงัคบัขาย เป็นตน้ (2) ตอ้งไม่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ส าหรับการปฏิบติัหนา้ท่ี ของผูบ้ริหาร ผูจ้ดัการกองทุน และกรรมการในคณะกรรมการลงทุน
behavior that, if considered on a reasonable ground, indicates failure to discharge properly the duty to supervise a juristic person or a company under its management, or any personnel under its supervision
อย่างร้ายแรง (fail to supervise ให้มีการปฏิบตัิตาม ความคาดหวัง / บทบาทหน้าทีท่ี่ได้รับมอบหมาย) หรือ - ไม่ปฏิบตัิหน้าที่ด้วยความรับผิดชอบ ระมัดระวัง และ ซ่ือสัตย์สุจริต (fiduciary duties) จนท าให้ ตลท
Emergency decree. (1) to formulate policies concerning securitization; (2) to supervise the special purpose juristic persons to ensure their compliance with this Emergency Decree; Amended by the Act Amending
decree. [3: Amended by the Act Amending the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558 ] (1) to formulate policies concerning securitization; (2) to supervise the special
has the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities, securities businesses, the Securities Exchange, over-the-counter centers, and
; (2) to supervise the special purpose juristic persons to ensure their compliance with this Royal Enactment; (3) to prescribe types of assets and securities which may be approved for securitisation; (4