entrusted to perform the duty for a securities company. Clause 3/2. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A

compared to the first quater of 2017, or up to 263.76%. Total incomes were included brokerage fees income, fees and services income, interest income on margin loan, gain and return on financial instrument

Guidelines for External Reviews, which are supplemented by the Guidance Handbook. Green Bond Definition Green Bonds are any type of bond instrument where the proceeds or an equivalent amount will be

instrument for which the financial and/ or structural characteristics can vary depending on whether the Issuer achieves predefined sustainability/environmental, social and governance (ESG) objectives. In that

the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board

outstanding buy orders and sell orders for a specific security or financial instrument, organized by price level. • Derivative warrants (DW): proprietary instruments issued by eligible issuers that give holders

characteristics; (2) complex instrument investment consultant means an investment consultant providing consultation on capital market product not having complex characteristics as well as the product having high

available to and has been analysed by Vigeo Eiris. The opinion only reflects the integration of environmental factors in the designated financial instrument. Vigeo Eiris endeavours to collect and to use the

income, fees and services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fee Income Brokerage fee income in the 4th quarter of 2019 was Baht

and derivatives business, fees and services income, interest income on margin loan, gains (losses) and return on financial instrument, and other incomes. Brokerage Fees Income Brokerage fees income from