in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance
The licensee to operate securities business in the category of investment advisory service shall commence securities business operation after the SEC Office, having completed its inspection, is of the
or arranging leasehold agreements with other parties (IFF shall not operate infrastructure businesses). 10. An IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non
, including knowledge of relevant information technology; • knowledge of relevant industries in which the clients operate; • ability to apply professional judgment; • Understanding of the firm’s system of
-manage hotels in Thailand, operate under independent branding, namely, Phi Phi Island Village Beach Resort located on Beachfront of Phi Phi Don Island in Krabi and Santiburi Hotel located on Beachfront of
accordance with the rules and procedures prescribed by the Office. The provisions under the first paragraph shall not apply to the investment advisory company licensed to operate other type of securities
new services. 7 Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its domestic or oversea branch office in accordance with the
Office at least 5 business days before the date of providing new services. 7 Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its
at least 5 business days before the date of providing new services. Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its
at least 5 business days before the date of providing new services. Division 2 Rules on operation of domestic or oversea branch office _________________ Clause 11 An intermediary shall operate its