corporate governance principles, shareholders will assess directors? performance on an individual basis. Thus, to provide shareholders with sufficient information for their decision-making, the SEC encourages

corporate governance principles, shareholders will assess directors? performance on an individual basis. Thus, to provide shareholders with sufficient information for their decision-making, the SEC encourages

audio recording systems for such purpose and strictly comply with relevant regulations. Those failing to record or provide the complete record of their securities trading orders, especially those under

make decisions for their own investments. Investor contacts are only allowed to provide information, give advice based on their securities company?s analyses and execute trading orders upon investors

a number of persons residing in different places and those persons were required to provide explanation and evidences, gathering facts in this case was relatively time-consuming. However, the SEC now

Association of Asset Management Companies ? agreed that the SEC should provide more flexibility of offshore investments for domestic investors as summarized below: 1. An institutional investor is allowed

SEC encourages all investors who have been defrauded by the OBIT to contact and provide information to the ECOTEC who is now investigating this case. To protect their own best interest, derivatives

encourages investors who have been defrauded by the company to contact and provide information to the ECOTEC who is now investigating this case. To protect their own interest, derivatives investors are

its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines

sustainability goal, and the promotion of long-term savings to support the aging society, an important goal under the National Strategy.  The key takeaway from this meeting is that the SEC will provide policy