statements and the cost that the Company obtained the Land and Buildings. Although the price from negotiation with NML in this transaction is lower than the appraised market value or equal to Baht 14.74
dilution), and the value obtained by the shareholders in comparison with the impact on the profit share or the voting rights of the shareholders must be clearly specified; (4) opinion of the board of
and Derivatives Intermediaries. All advertisements and marketing materials regarding a Hong Kong Covered Fund offered to the public in Thailand must be done through local distributor(s) who has obtained
not be considered as an appointment of an agent to undertake custody of clients’ assets . Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
of newly-issued securities with discount, describing the value 7 of the benefits to be obtained by the company in comparison with the difference between the offering price and the market price that the
, executives, sub-committee members, advisors, staff members, employees, or persons who work for derivatives clearing houses from unlawfully seeking benefits by using the information obtained during the
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this Notification