for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552 SEC issues regulation
deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552
one portfolio or asset class. portfolios align with goals to ensure unabated coal-based power generation is phased out by 2030 in OECD countries and by 2040 in non-OECD countries; existing investments
margin loans and the loans to any particular client to ensure greater caution; (3) To establish a concentration ratio for the securities used as collateral by each customer, ensuring it does not exceed
number of their clients. The SEC is therefore conducting this public hearing on the proposed amendments to ensure that the qualifications of digital asset business operators are appropriate and
liabilities in calculating net capital. This temporary measure would allow business operators a period to undertake improvements and adjustments to ensure that the subordinated liabilities not counted as
, in any forms or through any communication channels, is given to Thai investors; 3. Revising the required qualifications and assignment period of foreign personnel to ensure that the advisory services
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of
, and the trading of transferable custody receipts (TCR) to ensure proper investor protection, convenient diversification of international portfolios and effective development of this type of financial
withdrawal or transfer of clients’ Thai baht and digital assets without disruptions; (4) Ensure adequacy and readiness of the operational systems and personnel for the custody of clients’ assets and management